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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2020-10-21 |
| TX | RA | APPROVED | 2020-10-21 |
Branch Locations
2679 W. Main Street 300-229, Littleton, CO 80120 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities, Inc. | Syracuse | NE | 02/2005 | 10/2020 |
| Metropolitan Life Ins Co | Syracuse | NY | 02/2005 | 10/2020 |
| Massachusetts Mutual Life Insurance Company | Springfield | MA | 07/2016 | 10/2020 |
| Mml Investors Services, Llc | Greenwood Village | CO | 03/2017 | 10/2020 |
| Lpl Financial Llc | Littleton | CO | 10/2020 | Present |
1)10/21/2020- Non-Variable Insurance - Trails only- Inv. Related- Denver, CO- start date 2006 - 0hrs/mnth 0hrs during trading 2)10/21/2020- Kellner Financial- DBA for LPL Business (entity for LPL business)- Inv. Related- Littleton, CO-start date 3/1/2020- 100% 3 08/21/2025 - Ride Colorado - Outside/W-2 Employment - Denver, CO - Not Inv rel - Start date: 08/01/2025 - 10hrs/mnth 5hrs during Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-03-04 |
| S63 | Uniform Securities Agent State Law Examination | 2004-10-15 |
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