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Kenneth John Kellner

LPl Financial LLC

Littleton, CO

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2020-10-21
TX RA APPROVED 2020-10-21
  • CO RA
    APPROVED
    Since 2020-10-21
  • TX RA
    APPROVED
    Since 2020-10-21

Branch Locations

2679 W. Main Street 300-229, Littleton, CO 80120 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities, Inc. Syracuse NE 02/2005 10/2020
Metropolitan Life Ins Co Syracuse NY 02/2005 10/2020
Massachusetts Mutual Life Insurance Company Springfield MA 07/2016 10/2020
Mml Investors Services, Llc Greenwood Village CO 03/2017 10/2020
Lpl Financial Llc Littleton CO 10/2020 Present
  • 02/2005 → 10/2020
    Metlife Securities, Inc.
    Syracuse, NE
  • 02/2005 → 10/2020
    Metropolitan Life Ins Co
    Syracuse, NY
  • 07/2016 → 10/2020
    Massachusetts Mutual Life Insurance Company
    Springfield, MA
  • 03/2017 → 10/2020
    Greenwood Village, CO
  • 10/2020 → Present
    Littleton, CO
Previous Registrations
  • 2017-03-25 → 2020-10-28
    Greenwood Village, CO
  • 2010-04-26 → 2017-03-25
    Msi Financial Services, Inc.
    Syracuse, NY
    Greenwood Village, CO
    Syracuse, NY
Other Businesses

1)10/21/2020- Non-Variable Insurance - Trails only- Inv. Related- Denver, CO- start date 2006 - 0hrs/mnth 0hrs during trading 2)10/21/2020- Kellner Financial- DBA for LPL Business (entity for LPL business)- Inv. Related- Littleton, CO-start date 3/1/2020- 100% 3 08/21/2025 - Ride Colorado - Outside/W-2 Employment - Denver, CO - Not Inv rel - Start date: 08/01/2025 - 10hrs/mnth 5hrs during Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-03-04
S63 Uniform Securities Agent State Law Examination 2004-10-15
  • S66 Uniform Combined State Law Examination
    2010-03-04
  • S63 Uniform Securities Agent State Law Examination
    2004-10-15
Other Names
  • John Kellner

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