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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-01-29
IA RA APPROVED 2015-01-26
  • TX RA
    APPROVED_RES
    Since 2015-01-29
  • IA RA
    APPROVED
    Since 2015-01-26

Branch Locations

6400 Westown Parkway Suite 115 [Ga/Gw-Rbo], West Des Moines, IA 50266 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Desw Moines IA 01/2015 11/2016
Wells Fargo Clearing Services, Llc Desw Moines IA 11/2016 Present
Previous Registrations
  • 2007-10-05 → 2015-01-26
    Dewaay Capital Management
    West Des Moines, IA
Other Businesses

GUARDIAN FOR NEPHEW, INV RELATED, ROCKWELL CITY, IA, START: 1/15/2022, 2 HRS/MONTH, 0 HRS DURING TRADING. PERSONAL SHOPPER ; NOT INV RELATED; URBANDALE, IA; FINDER'S FEE SHOPPING;100% OWNERSHIP; START DATE: 08/29/2025; 20 HRS PER MONTH; 0 HRS DURING TRADING; | TIKTOK - AFFILIATE ; NOT INV RELATED; CULVER CITY, CA; SALES, ENGAGEMENT; TIKTOK SHOP AFFILIATE AND CREATOR; START DATE: 11/07/2025; 30 HRS PER MONTH; 0 HRS DURING TRADING;|

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2015-01-28
S66 Uniform Combined State Law Examination 2007-10-01
  • S63 Uniform Securities Agent State Law Examination
    2015-01-28
  • S66 Uniform Combined State Law Examination
    2007-10-01
Other Names
  • Reagan Elizabeth Howie

View on SEC IAPD

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