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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-01-29 |
| IA | RA | APPROVED | 2015-01-26 |
Branch Locations
6400 Westown Parkway Suite 115 [Ga/Gw-Rbo], West Des Moines, IA 50266 • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Desw Moines | IA | 01/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Desw Moines | IA | 11/2016 | Present |
GUARDIAN FOR NEPHEW, INV RELATED, ROCKWELL CITY, IA, START: 1/15/2022, 2 HRS/MONTH, 0 HRS DURING TRADING. PERSONAL SHOPPER ; NOT INV RELATED; URBANDALE, IA; FINDER'S FEE SHOPPING;100% OWNERSHIP; START DATE: 08/29/2025; 20 HRS PER MONTH; 0 HRS DURING TRADING; | TIKTOK - AFFILIATE ; NOT INV RELATED; CULVER CITY, CA; SALES, ENGAGEMENT; TIKTOK SHOP AFFILIATE AND CREATOR; START DATE: 11/07/2025; 30 HRS PER MONTH; 0 HRS DURING TRADING;|
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2015-01-28 |
| S66 | Uniform Combined State Law Examination | 2007-10-01 |
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