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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Visions Federal Credit Union | Binghamton | NY | 08/2016 | Present |
| Lpl Financial Llc | Binghamton | NY | 09/2016 | Present |
| Visions Analysis Llc | Binghamton | NY | 09/2017 | Present |
1. 9/21/2016 - Visions Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 9/21/2017 - No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary - Started 2/1/1980 - 2 Hours Per Month/1 Hour During Securities Trading - Time Spent 2% - Notary Public 3. 11/7/2017 - Visions Insurance Agency - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 10/03/2017 - 15 Hours Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-03-13 |
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