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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-09-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank | Palo Alto | CA | 04/2002 | 05/2019 |
| Wells Fargo Advisors Llc | Jenkintown | PA | 03/2010 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Palo Alto | CA | 11/2016 | 05/2019 |
| Lpl Financial Llc | San Jose | CA | 09/2019 | 11/2024 |
| Technology Credit Union | San Jose | CA | 05/2019 | 11/2024 |
| Lpl Financial Llc | San Diego | CA | 11/2024 | Present |
1) 09/27/2019 - rad properties group llc - Real Estate Rental - inv rel - Wayne, PA - start: 05/2017 2) 09/27/2019 - azad rad - Real Estate Rental - inv rel - Salt Lake City, UT - start: 05/31/2017 3) 09/27/2019 - Technology Credit Union - Financial Institution Duty - Investment Related - San Jose, CA - Start Date 5/20/2019 - 160 Hours Per Month/ 40 Hours During Trading 4) 08/29/2022 - Tech Investment Management - DBA for LPL Business (entity for LPL business) - Investment Related - San Jose, CA - Start Date 9/01/2022 - 40 Hours Per month/ During Trading 5) 11/08/2024 - Rad Properties Froup LLC - Real Estate Rental - inv rel - Philadelphia, PA - start: 7/1/2010 6) 11/08/2024 - 318 Fenton LLC - Real Estate Rental - inv rel - Salt Lake City, UT - start: 7/1/2010
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-09-19 |
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