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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-09-27
  • CA RA
    APPROVED
    Since 2019-09-27

Branch Locations

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Irvine, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Palo Alto CA 04/2002 05/2019
Wells Fargo Advisors Llc Jenkintown PA 03/2010 11/2016
Wells Fargo Clearing Services, Llc Palo Alto CA 11/2016 05/2019
Lpl Financial Llc San Jose CA 09/2019 11/2024
Technology Credit Union San Jose CA 05/2019 11/2024
Lpl Financial Llc San Diego CA 11/2024 Present
  • 04/2002 → 05/2019
    Wells Fargo Bank
    Palo Alto, CA
  • 03/2010 → 11/2016
    Wells Fargo Advisors Llc
    Jenkintown, PA
  • 11/2016 → 05/2019
    Palo Alto, CA
  • 09/2019 → 11/2024
    San Jose, CA
  • 05/2019 → 11/2024
    Technology Credit Union
    San Jose, CA
  • 11/2024 → Present
    San Diego, CA
Previous Registrations
  • 2010-03-17 → 2019-05-09
    Bloomington, MN
    Crystal, MN
    Plymouth Meeting, PA
    Radnor, PA
    Radnor, PA
    Philadelphia, PA
    Radnor, PA
    King Of Prussia, PA
    Radnor, PA
    Redwood City, CA
    Palo Alto, CA
    San Francisco, CA
    San Francisco, CA
    Palo Alto, CA
    Palo Alto, CA
  • 2005-09-20 → 2010-02-08
    Wells Fargo Investments, Llc
    Anaheim, CA
    Irvine, CA
    Orange, CA
    Orange, CA
Other Businesses

1) 09/27/2019 - rad properties group llc - Real Estate Rental - inv rel - Wayne, PA - start: 05/2017 2) 09/27/2019 - azad rad - Real Estate Rental - inv rel - Salt Lake City, UT - start: 05/31/2017 3) 09/27/2019 - Technology Credit Union - Financial Institution Duty - Investment Related - San Jose, CA - Start Date 5/20/2019 - 160 Hours Per Month/ 40 Hours During Trading 4) 08/29/2022 - Tech Investment Management - DBA for LPL Business (entity for LPL business) - Investment Related - San Jose, CA - Start Date 9/01/2022 - 40 Hours Per month/ During Trading 5) 11/08/2024 - Rad Properties Froup LLC - Real Estate Rental - inv rel - Philadelphia, PA - start: 7/1/2010 6) 11/08/2024 - 318 Fenton LLC - Real Estate Rental - inv rel - Salt Lake City, UT - start: 7/1/2010

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-19
  • S66 Uniform Combined State Law Examination
    2005-09-19
Other Names
  • Azad Rad
  • Azad Shirmohammadi-Rad
  • Azad Shirmohammadi Rad

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