James Chadwick Faucett

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Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2016-06-16

TX RA
APPROVED

Since 2016-06-16

Branch Locations

317 West Milam Street, Wharton, TX 77488 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	04/2016	Present

04/2016 → Present

Edward Jones

St Louis, MO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-06-16
S63	Uniform Securities Agent State Law Examination	2004-12-03

S66 Uniform Combined State Law Examination

2016-06-16
S63 Uniform Securities Agent State Law Examination

2004-12-03

Other Names

Chad Faucett
James C Faucett

View on SEC IAPD

Other Firms

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

AMERIPRISE FINANCIAL SERVICES, LLC

BEACON POINTE ADVISORS, LLC

STATE FARM INVESTMENT MANAGEMENT CORP.

CETERA INVESTMENT ADVISERS LLC

NEEDVILLE INSURANCE AGENCY INC

TRILOGY WEALTH MANAGEMENT, LLC

WESTPARK WEALTH ADVISORS, INC.

Other Investors

Derek Joseph Macha

JASON JON CROIX

MELISSA DAWN GUTTENBERGER

Austin Kyle Patranella

ANN MELISSA HUNDL

PAUL GERARD CURRAN

SANDREA JOYCE CRIVELLARI

Other Offices

EDWARD JONES · WHARTON, TX

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · ELCAMPO, TX

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · EL CAMPO, TX

AMERIPRISE FINANCIAL SERVICES, LLC · El Campo, TX

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · EL CAMPO, TX

BEACON POINTE ADVISORS, LLC · EL CAMPO, TX

EDWARD JONES · EL CAMPO, TX

STATE FARM INVESTMENT MANAGEMENT CORP. · El Campo, TX

More in Wharton, TX

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