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Inactive

Scott Rubin

Captrust

Warren, NJ

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Current Employers
Captrust

4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-06-28
  • NJ RA
    APPROVED
    Since 2023-06-28

Branch Locations

15 Independence Boulevard Suite 410, Warren, NJ 07059 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capfinancial Partners Llc (Captrust) Raleigh NC 01/2022 Present
Pei Warren NJ 01/2008 12/2021
  • 01/2022 → Present
    Capfinancial Partners Llc (Captrust)
    Raleigh, NC
  • 01/2008 → 12/2021
    Pei
    Warren, NJ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-11-28
  • S66 Uniform Combined State Law Examination
    2004-11-28
Designations
Other Names
  • Scott Lawrence Rubin

View on SEC IAPD

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MML INVESTORS SERVICES, LLC · Warren, NJ
UBS FINANCIAL SERVICES INC. · Warren, NJ
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WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · WARREN, NJ
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