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Neuberger Berman Bd LLC CRD 2908
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1290 Avenue Of The Americas, New York, NY 10104 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-03-25 |
| NJ | RA | APPROVED | 2012-01-24 |
Branch Locations
1290 Avenue Of The Americas, New York, NY 10104 • United States
New York, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Neuberger Berman Llc | New York | NY | 05/2010 | Present |
Name: Total Alignment Charitable, Inc. Investment Related: Yes Address: 1821 Vernon Street Northwest, Washington, DC 20009 Nature of the business: Total Alignment Charitable, Inc. is a tax-exempt 501(c)(3) organization dedicated to matching volunteer financial planners with individuals who need their services but do not have means of payment. The mission of Total Alignment Charitable is to benefit the public by leveraging the financial planning skills, high net worth client relationships and other resources of volunteer financial planners. Position: Member of the board Start: February 4, 2016 Total hours/month: 3 Hours/month during trading hours: 1
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-01-23 |
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