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66 Husdson Boulevard East, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-01-24 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Bank Usa, N.A. | New York | NY | 06/2011 | Present |
| Hsbc Securities (Usa) Inc. | New York | NY | 06/2011 | Present |
the name of the other business; Kiwanis Club of Chinatown whether the business is investment-related; No the address of the other business; No Address the nature of the other business; Kiwanis Club is a non profit organization which mainly helping Children ,Elderly and participate some community events your position- Board of Director title, or relationship with the other business; Board of Director the start date of your relationship; 10/1/2018 the approximate number of hours/month you devote to the other business; I do it usually during weekend or after work. about 4 hours per month. the number of hours you devote to the other business during securities trading hours; Zero and briefly describe your duties relating to the other business; Attending the meetings, events..
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-01-23 |
| S63 | Uniform Securities Agent State Law Examination | 2000-05-09 |
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