Tanya Teresa Castro

Current Employers

Employment History

• 02/2014 → 11/2024
  Lpl Financial Llc
  Houston, TX
• 02/2014 → 11/2024
  Cadence Bank
  Houston, TX
• 12/2024 → Present
  Texas Regional Bank
  Houston, TX

Previous Registrations

• 2014-02-24 → 2024-12-16
  Lpl Financial Llc
  Houston, TX
  San Diego, CA
  Houston, TX
• 2010-03-09 → 2012-03-02
  Comerica Securities
  Houston, TX

Other Businesses

1.Business Name: NonPareil Institute 2.Whether the business is investment-related: Not investment-related 3.The address of the other business: 0675 Richmond Ave, Suite 120, Houston, TX 77042 4.The Nature of the other business: Building Better Futures for Adults with Autism NonPareil is a post-secondary, not for profit serving adults with autism spectrum disorder. We provide training that enables them to acquire skills that will enhance their ability to live a more productive and independent life. 5.Position: Chair of the Houston Advisory Board 6.The start date of your relationship: February 2025 7.The approximate number of hours/month you devote to the other business: 3 hours/month 8.The number of hours you devote to the other business during securities trading hours: 1 hour/month 9.Briefly describe your duties relating to the other business: The Chair of the Advisory Council provides strategic leadership, guidance, and coordination to ensure the council fulfills its purpose effectively. 1.Business Name: Houston Estate & Financial Forum 2.Whether the business is investment-related: Not investment-related 3.The address of the other business: 1321 Antoine Dr., Houston TX, 77055 4.The Nature of the other business: The Houston Estate and Financial Form (HEFF) was organized on June 27, 1960, for the purpose of assisting the development and extension of professional skills in the field of estate planning and to foster cooperation among its members. 5.Position: Director/ Co-Chair of the Future Leaders Committee 6.The start date of your relationship: June 2022 7.The approximate number of hours/month you devote to the other business: 3 hours/month 8.The number of hours you devote to the other business during securities trading hours: 1 hour/month 9.Briefly describe your duties relating to the other business: Help reimagine and expand HEFF's Future Leaders outreach and programming, recognizing that the structure and cadence will evolve. Ideate, plan, and support additional Future Leaders-focused events beyond the current limited annual offerings. Provide feedback on event formats, topics, and timing that resonate with early- and mid-career professionals. Assist with outreach to newer HEFF members to encourage awareness and participation. Serve as a connection point between Future Leaders and the HEFF Board of Directors. Attend one HEFF Board meeting during the year to gain perspective on Board priorities and governance. Support multidisciplinary collaboration across the estate and financial planning professions 1.Business Name: Houston Business & Estate Planning Council 2.Whether the business is investment-related: Not investment-related 3.The address of the other business: River Oask Country Club 1600 River Oaks Blvd. Houston, TX 77019 4.The Nature of the other business: The Houston Business and Estate Planning Council is organized exclusively to provide its members with high quality professional education programs of mutual interest to all categories of membership; and to provide an environment for its members to become better acquainted with each other for their mutual interest and benefit in performing professional estate and business planning services for the public. 5.Position: Secretary & Webmaster 6.The start date of your relationship: June 2022 7.The approximate number of hours/month you devote to the other business: 2 hours/month 8.The number of hours you devote to the other business during securities trading hours: 1 hour/month 9.Briefly describe your duties relating to the other business: ensuring the board's operations are organized, transparent, and well documented. This position is responsible for maintaining accurate records, supporting effective communication, and ensuring the board complies with its governance requirements. The Secretary works closely with the Chair and other officers to keep meetings efficient and information flowing smoothly.

Exams

• S66 Uniform Combined State Law Examination
  2005-04-18

Designations

Other Names

• Tanya Teresa Romero