Joseph W Wladyka

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2007 → 04/2020
  Goldman, Sachs & Co.
  Chicago, IL
• 04/2020 → 04/2023
  First Republic Securities Company, Llc
  New York, NY
• 04/2020 → 04/2023
  First Republic Investment Management, Inc.
  New York, NY
• 04/2023 → Present
  Ubs Financial Services Inc.
  New York, NY

Previous Registrations

• 2021-04-26 → 2023-05-18
  J.P. Morgan Private Wealth Advisors Llc
  New York, NY
  New York, NY

Other Businesses

1) Name: 1135 Sewall LLC; Address: 7 Club Circle; Investment-related: No; Nature of the business: Rental Properties; Role: Owner; Start Date: 01/01/2017; Description of duties: Manage rental properties; Number of hours each month: 1; Number of hours during trading: 0 /// 2) Name: The Break LLC; Address: 7 club circle Monmouth Beach NJ 07550; Investment-related: No; Nature of the business: The LLC is going to build a mixed use building in Sea Bright, New Jersey.; Role: CO-Managing member of the LLC; Start Date: 05/06/2021; Description of duties: I will be a co managing member of the LLC along with the builder of the property.; Number of hours each month: 1; Number of hours during trading:0 /// 3) Name: J's For Days LLC; Address: 7 club circle Monmouth Beach, NJ 07550; Investment-related: No; Nature of the business: Rental Properties; Role: Member of LLC; Start Date: 04/01/2017; Description of duties: buy or sell the home amount of rent to ask for.; Number of hours each month: 1; Number of hours during trading: 0 /// 4) Client's Trust Account Investment-Related: Yes Position/ Title: Trustee Duties: Mr. Wladyka will act in the capacity of trustee for a client account. /// 5) Name: Black Hole Investments TN LLC; Address:618 Hamilton Ave Nashville TN 37203; Investment-related: Yes; Nature of the business: Real Estate Investment; Role: Lender; Start Date: 10/27/2021; Description of duties: N/A; Number of hours each month: 0; Number of hours during trading:0 6) A and J.P Family Trust, I have been appointed successor Trustee of their family trust which will be created thru their will at second to die, Winnetka ILUnited States60093-3807, if appointed as successor i would manage the investments and distributions, start date-6/16/2023. 9) 100 Lincoln Js For Days, monmouth beachNJ United States-07750, Partnership, Real Estate, manage rental properties, Partner, manage RE properties, start date-5/14/2025, Investment related-Yes. 10) 1084 ocean ave LLC, monmouth beach NJ United States-07750, Partnership, Real Estate, manage rental properties, Partner, manage RE properties, start date-5/14/2025, Investment related--Yes.

Exams

• S66 Uniform Combined State Law Examination
  2021-04-23

Other Names

• Joseph W Wladyka
• Joseph Wladyka