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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2012-04-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Bentonville | AR | 04/2012 | Present |
1. 2/14/2013: OTHER-NOTARY PUBLIC - NOTARIZE DOCUMENTS FOR CLIENTS ONLY. - TIME SPENT 1% - BENTONVILLE, AR. 2. 2/26/2019 - Heritage Wealth Management - DBA: Oak Crest Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 03/01/2019 - 160 Hours Per Month/130 Hours During Securities Trading. 3. 4/9/2021 - AG Roland NWA, LLC - Not Investment Related - Home Based - Other-Business Owner - Member - Started 03/08/2021 - 20 Hours Per Month/0 Hours During Securities Trading - Lawn Care Business.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-10-18 |
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