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Jermaine J Gomes

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Oak Brook, IL

Atlanta, GA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2017-09-28
FL RA APPROVED 2009-05-13
TX RA APPROVED 2009-05-06
  • IL RA
    APPROVED
    Since 2017-09-28
  • FL RA
    APPROVED
    Since 2009-05-13
  • TX RA
    APPROVED
    Since 2009-05-06

Branch Locations

2021 Spring Rd, Oak Brook, IL 60523 • United States

3455 Peachtree Rd Ne Investment Solutions Group, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 03/2009 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-05-03
S63 Uniform Securities Agent State Law Examination 2005-08-02
  • S66 Uniform Combined State Law Examination
    2009-05-03
  • S63 Uniform Securities Agent State Law Examination
    2005-08-02
Other Names
  • John Gomes
  • Jermaine John Gomes

View on SEC IAPD

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Other Offices

CLIFTONLARSONALLEN WEALTH ADVISORS, LLC · OAK BROOK, IL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OAK BROOK, IL
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Oak Brook, IL
WEALTHQUEST CORPORATION · OAK BROOK, IL
ERGAWEALTH ADVISORS, INC. · OAK BROOK, IL
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