Andrew Scott Pincus

Current Employers

Employment History

• 04/2016 → 01/2019
  Kestra Financial Services, Inc.
  Austin, TX
• 01/2018 → 02/2024
  Lpl Financial Llc
  Boca Raton, FL
• 02/2024 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 02/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 11/2004 → Present
  Regal Wealth Advisors
  Mrytle Beach, SC

Previous Registrations

• 2019-01-07 → 2024-02-21
  Lpl Financial Llc
  Boca Raton, FL
  Boca Raton, FL
  Fort Mill, SC
  Florham Park, NJ
  Myrtle Beach, SC
• 2016-04-20 → 2019-01-17
  Kestra Advisory Services, Llc
  Coral Springs, FL
  Austin, TX
• 2004-10-05 → 2016-09-22
  Kestra Investment Services, Llc
  Boca Raton, FL
  Coral Springs, FL
  Warren, NJ
  Florham Park, NJ
  New Providence, NJ

Other Businesses

1) NAME OF OTHER BUSINESS: REGAL WEALTH ADVISORS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIA SERVICES START DATE: 11/2004 POSITION/TITLE/RELATIONSHIP: MANAGING MEMBER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 30 BRIEF DESCRIPTION OF DUTIES: MANAGE THE BUSINESS AND THE ENTIRE FINANCIAL PLANNING PRACTICE. INCLUDES FORWARD FACING CLIENT INTERACTION AND RUNNING BUSINESS OPERATIONS. 2) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 12/2007; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS;

Exams

• S66 Uniform Combined State Law Examination
  2004-10-01

Designations

Other Names

• Andrew S Pincus