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Jonathan C Vance

J.P. Morgan Securities LLC

Naperville, IL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-09-23
IL RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2013-09-23
  • IL RA
    APPROVED
    Since 2012-10-01

Branch Locations

1212 Hobson Road, Naperville, IL 60540 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Naperville IL 10/2012 Present
Jp Morgan Chase Bank, N.A. Naperville IL 01/2018 Present
Previous Registrations
  • 2007-02-08 → 2012-10-01
    Chase Investment Services Corp.
    Naperville, IL
    Naperville, IL
    Naperville, IL
    Aurora, IL
    Naperville, IL
    Naperville, IL
    Naperville, IL
    Chicago, IL
    Naperville, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-02-07
S63 Uniform Securities Agent State Law Examination 2004-11-02
  • S66 Uniform Combined State Law Examination
    2007-02-07
  • S63 Uniform Securities Agent State Law Examination
    2004-11-02
Designations

View on SEC IAPD

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