Best Investors Account Sign in
Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APP_PEND_IARCE 2026-01-01
  • MN RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

3777 40Th Ave Nw Ste 202, Rochester, MN 55901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 06/2004 Present
University Of Minnesota Minneapolis MN 09/2001 Present
Northwestern Mutual Investment Services, Llc Rochester MN 08/2004 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 Present
  • 06/2004 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 09/2001 → Present
    University Of Minnesota
    Minneapolis, MN
  • 08/2004 → Present
    Rochester, MN
  • 01/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND /OR DISABILITY INCOME INSURANCE PRODUCTS. 2. TREASURER, PINE ISLAND YOUTH BASKETBALL ASSOCIATION, 223 1ST AVE SE, PINE ISLAND, , MINNESOTA, 55963, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 11/27/2017, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, TREASURER 3. INVESTMENT COMMITTEE MEMBER, ROSENAU FAMILY RESEARCH FOUNDATION, PO BOX 371, MUSKEGO, , WISCONSIN, 53150, UNITED STATES OF AMERICA, FIDUCIARY CAPACITY, START DATE: 10/07/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, NON-INVESTMENT RELATED.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2004-10-04
  • S63 Uniform Securities Agent State Law Examination
    2004-10-04

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Rochester, MN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor