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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2021-02-04 |
| NM | RA | APPROVED | 2020-11-04 |
| FL | RA | APPROVED | 2020-04-24 |
| CA | RA | APPROVED | 2020-04-14 |
| LA | RA | APPROVED | 2005-04-01 |
Branch Locations
1110 Montlimar Drive Suite 420, Mobile, AL 36609 • United States
1700 Summit Lake Drive Suite 200, Tallahassee, FL 32317 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co Of America | Mobile | AL | 04/2012 | Present |
| Park Avenue Securities Llc | Mobile | AL | 04/2012 | Present |
1. Davis-Roussel Mobile, LLC-Guardian General Agency DBA Strategic Wealth Specialists, LLC, Start: 04/01/2012, Address: 3233 Executive Park Circle, Mobile, AL 36606, 0 hrs per month, Investment related, 2. Davis-Roussel Tallahassee, LLC-General Agent of DBA North Florida Financial, Start: 07/01/2018, Address: 3664 Coolidge Ct Tallahassee, FL, 60 bus hrs per month, Investment related, >10% annual compensation, 3. Davis-Roussel Holdings, LLC-Officer/co-owner of LLC, Start: 07/01/2018, Address: 3664 Coolidge Ct, Tallahassee, FL 32311, 0 hrs per month, Investment related, 4. Strategic Wealth Network, LLC, Start: 03/01/2017, Address: 3664 Coolidge Ct, Tallahassee, FL 32311, 0 hrs per month, Investment related, No compensation, 5. Investment Real Estate, Start Date: 6/30/2023, Address: 6818 Cedar Run Drive, Fairhope, AL 36532, 0 total hours per month, Investment Related, No annual compensation, 6. CTL Tallahassee Holdings, LLC, Start: 2/1/25, Address: 1700 Summit Lake Tallahassee, FL 32311, 0 total hours per month, Not investment related, No Annual Compensation, 7. CTL Tampa, LLC, Start: 2/1/25, Address: 4200 West Cypress St Suite 700 Tampa, FL 33607, 60 total hours per month; 50 during securities trading, Investment related, > than 10% Annual Compensation, 8. CTL Mobile, LLC, Start: 2/1/25, Address: 1110 Montlimar Dr Suite 420 Mobile, AL 336609, 150 total hours per month; 81.25 during securities trading, Investment related, > than 10% Annual Compensation, 9. CTL Tallahassee, LLC, Start: 2/1/25, Address: 1700 Summit Lake Unit 200 Tallahassee, FL 32317, 150 total hours per month; 81.25 during securities trading, Investment related, > than 10% Annual Compensation, 10. CTL Tampa Holdings LLC, Start: 2/1/25, Address: 4200 W Cypress St Suite 700 Tampa, FL 33607 5 total hours per month; 3 during securities trading, Not Investment related, No Annual Compensation, 11. CTL Mobile Holdings LLC, Start: 2/1/25, Address: 1110 Montlimar Dr Suite 420 Mobile, AL 336609, 10 total hours per month; 4 during securities trading, Not Investment related, No Annual Compensation, 12. CLRT Mobile LLC, Start: 11/1/24, Address: 1110 Montlimar Dr Suite 420 Mobile, AL 336609, 0 total hours per month, Not Investment related, No Annual Compensation, 13. CLRT Tallahassee LLC, Start: 11/1/24, Address: 1700 Summit Lake Unit 200 Tallahassee, FL 32317, 0 total hours per month, Not Investment related, No Annual Compensation, 14. CLRT Tampa LLC, Start: 11/1/24, Address: 4200 W Cypress St Suite 700 Tampa, FL 33607 0 total hours per month, Not Investment related, No Annual Compensation,
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2013-11-14 |
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