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Jessica Vaughn Rando

Ubs Financial Services Inc.

Nashville, TN

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2018-05-17
  • TN RA
    APPROVED
    Since 2018-05-17

Branch Locations

3102 West End Avenue Suite 780, Nashville, TN 37203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vining Sparks Memphis TN 01/2016 10/2017
Vining Sparks Asset Management Llc Memphis TN 10/2017 05/2018
Ubs Financial Services 3102 West End Avenue TN 05/2018 Present
  • 01/2016 → 10/2017
    Vining Sparks
    Memphis, TN
  • 10/2017 → 05/2018
    Vining Sparks Asset Management Llc
    Memphis, TN
  • 05/2018 → Present
    Ubs Financial Services
    3102 West End Avenue, TN
Previous Registrations
  • 2017-10-04 → 2018-05-25
    Vining-Sparks Asset Management, Llc
    Memphis, TN
  • 2015-04-15 → 2016-01-21
    Wells Fargo Clearing Services, Llc
    Memphis, TN
    Memphis, TN
  • 2012-03-26 → 2015-04-20
    B. Riley Wealth Management
    Memphis, TN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-03-01
S63 Uniform Securities Agent State Law Examination 2010-07-22
  • S66 Uniform Combined State Law Examination
    2012-03-01
  • S63 Uniform Securities Agent State Law Examination
    2010-07-22
Other Names
  • Jessica Vaughn Rando
  • Jessica Nicole Vaughn
  • Jessica Nicole Vaughn

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
WELLS FARGO CLEARING SERVICES, LLC
OSAIC WEALTH, INC.
OCEAN PARK ASSET MANAGEMENT, LLC
U.S. BANCORP ADVISORS, LLC
TRUIST ADVISORY SERVICES, INC.
HIGHTOWER ADVISORS, LLC
SANFORD C. BERNSTEIN & CO., LLC

Other Investors

JOHN STUART PIOVARCY
Robert Michael McMahan
Thaddeus B Corbin
HEATHER BARBOUR
CRYSTAL LYNN BEASTROM
JULIE G SANDBERG
JACKSON REESE MORAN
Hugh G Anderson

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NASHVILLE, TN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
OSAIC WEALTH, INC. · NASHVILLE, TN
OCEAN PARK ASSET MANAGEMENT, LLC · Nashville, TN
U.S. BANCORP ADVISORS, LLC · Nashville, TN

More in Nashville, TN

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