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1010 N. H Street, Lompoc, CA 93436 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-11-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cdc Small Business Finance | San Diego | CA | 02/2022 | Present |
| Rabobank, N.A | Arroyo Grande | CA | 08/2016 | 04/2019 |
| Central Coast Tax & Financial Services | Lompoc | CA | 03/2018 | Present |
| American Riviera Bank | Santa Barbara | CA | 04/2019 | 02/2022 |
Central Coast Tax & Financial Services, non-investment related, 1010 N. H Street, Lompoc, CA 93436, Tax Preparation, Owner, 03/2018, 40 hours a month during non trading hours, my duties include assisting clients in tax preparation and filing, and general business management.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-07-12 |
| S66 | Uniform Combined State Law Examination | 2004-10-29 |
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