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David R Harridge

Edward Jones

Lompoc, CA

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-01-02
CA RA APPROVED 2018-04-24
  • TX RA
    APPROVED
    Since 2019-01-02
  • CA RA
    APPROVED
    Since 2018-04-24

Branch Locations

1620 North H Street Suite B, Lompoc, CA 93436 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 11/2017 Present
Opera Santa Barbara Santa Barbara CA 09/2016 Present
Unemployed Buellton CA 03/2017 10/2017
Shionogi, Inc. Florham Park NJ 04/2013 03/2017
  • 11/2017 → Present
    Edward Jones
    St Louis, MO
  • 09/2016 → Present
    Opera Santa Barbara
    Santa Barbara, CA
  • 03/2017 → 10/2017
    Unemployed
    Buellton, CA
  • 04/2013 → 03/2017
    Shionogi, Inc.
    Florham Park, NJ
Other Businesses

"opera Santa Barbara Type: Date: 10/01/21 Title: Trad Hrs: 0 Tot Hrs: 0 Desc: Performance City-State: Santa Barbara CA"

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-04-21
  • S66 Uniform Combined State Law Examination
    2018-04-21
Other Names
  • David Robert Harridge

View on SEC IAPD

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Other Offices

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · LOMPOC, CA
J.P. MORGAN SECURITIES LLC · LOMPOC, CA
WELLS FARGO CLEARING SERVICES, LLC · LOMPOC, CA
CENTRAL COAST TAX & FINANCIAL SERVICES · LOMPOC, CA
EDWARD JONES · Lompoc, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Lompoc, CA
FINANCIAL GRAVITY FAMILY OFFICE SERVICES, LLC · Los Alamos, CA
EDWARD JONES · ORCUTT, CA

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