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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-05-06 |
| CA | RA | APPROVED | 2010-04-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | Lompoc | CA | 04/2010 | Present |
LOS ALAMOS PRESBYTERIAN CHURCH, NOT INV RELATED, LOS ALAMOS, ORDAINED MINISTER, START 4/16/2007, 120 HOURS PER MONTH, PREACHING AND TEACHING BIBLE CLASS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-02-23 |
| S63 | Uniform Securities Agent State Law Examination | 1994-02-22 |
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