Best Investors Account Sign in

Warren Victor Einolander

Wells Fargo Advisors Financial Network, LLC

Lompoc, CA

CRD 1754915

Claim This Profile
Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-05-06
CA RA APPROVED 2010-04-21
  • TX RA
    APPROVED_RES
    Since 2016-05-06
  • CA RA
    APPROVED
    Since 2010-04-21

Branch Locations

1512 N H St Ste A, Lompoc, CA 93436 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network Llc Lompoc CA 04/2010 Present
Previous Registrations
Other Businesses

LOS ALAMOS PRESBYTERIAN CHURCH, NOT INV RELATED, LOS ALAMOS, ORDAINED MINISTER, START 4/16/2007, 120 HOURS PER MONTH, PREACHING AND TEACHING BIBLE CLASS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-02-23
S63 Uniform Securities Agent State Law Examination 1994-02-22
  • S65 Uniform Investment Adviser Law Examination
    1994-02-23
  • S63 Uniform Securities Agent State Law Examination
    1994-02-22

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Lompoc, CA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor