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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-23 |
| OH | RA | APPROVED | 2021-11-30 |
| PA | RA | APPROVED | 2016-08-12 |
Branch Locations
10 West Streetsboro Street Suite 200, Hudson, OH 44236 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 08/2016 | Present |
Fixed insurance sales, as of 08/12/2016, 2% of time spent during business hours, Investment related, Conducted at branch location.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-02-21 |
| S63 | Uniform Securities Agent State Law Examination | 2004-10-18 |
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