Melissa Mao

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2006 → 09/2024
  Citigroup Global Markets Inc.
  New York, NY
• 10/2024 → Present
  Bmo
  New York, NY
• 12/2024 → Present
  Lpl Financial Llc
  New York, NY

Previous Registrations

• 2009-12-08 → 2024-09-12
  Citigroup Global Markets Inc.
  New York, NY
  New York, NY
  Long Island City, NY
  New York, NY
  New York, NY
  New York, NY
  Livingston, NJ

Other Businesses

1)12/04/2024 - BMO Investment Services - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2)12/04/2024 - BMO Harris Bank - Financial Institution Duty - Inv Rel - At Reported Business Location(s) - Start: 12/2024 - 160 Hr/Mth

Exams

• S66 Uniform Combined State Law Examination
  2009-11-02

Designations

• Certified Financial Planner
• Chartered Financial Consultant