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Account
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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-09-15 |
| NJ | RA | APPROVED | 2023-03-31 |
| NY | RA | APPROVED | 2023-03-30 |
Branch Locations
1585 Broadway Capital Markets, New York, NY 10036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Capital Management Llc | Jersey City | NJ | 12/2012 | 02/2020 |
| E*Trade Securities Llc | Jersey City | NJ | 12/2012 | 02/2020 |
| E*Trade Securities Llc | Jersey City | NJ | 02/2020 | Present |
| E*Trade Securities Llc | Jersey City | NJ | 02/2020 | Present |
| Morgan Stanley | Jersey City | NJ | 12/2022 | Present |
| Morgan Stanley | New York | NY | 09/2023 | Present |
(A) 1. Rental Property 2. Non-investment-related 3. (Personal Address) 4. House Rental 5. Co-Owner 6. 1/31/2015 7. 1 hour per month 8. 0 hours during securities trading hours 9. Rent collection and maintenance
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-06-15 |
| S63 | Uniform Securities Agent State Law Examination | 2006-06-29 |
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