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Current Employers
Alliancebernstein L.P.

501 Commerce Street, Nashville, TN 37203 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-02-06
TN RA APPROVED 2021-04-08
  • TX RA
    APPROVED_RES
    Since 2025-02-06
  • TN RA
    APPROVED
    Since 2021-04-08

Branch Locations

800 Capitol Street, Houston, TX 77002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T Greenville SC 08/2019 11/2020
Bb&T Securities, Llc. Richmond VA 08/2019 11/2020
Brown Brothers Harriman Charlotte NC 03/2014 05/2018
City National Bank Nashville TN 07/2018 01/2019
Unemployed Greer SC 01/2019 08/2019
Sanford C. Bernstein & Co. Llc Nashville TN 04/2021 Present
Unemployed Greer SC 12/2020 03/2021
  • 08/2019 → 11/2020
    Bb&T
    Greenville, SC
  • 08/2019 → 11/2020
    Bb&T Securities, Llc.
    Richmond, VA
  • 03/2014 → 05/2018
    Brown Brothers Harriman
    Charlotte, NC
  • 07/2018 → 01/2019
    City National Bank
    Nashville, TN
  • 01/2019 → 08/2019
    Unemployed
    Greer, SC
  • 04/2021 → Present
    Sanford C. Bernstein & Co. Llc
    Nashville, TN
  • 12/2020 → 03/2021
    Unemployed
    Greer, SC
Previous Registrations
  • 2019-12-23 → 2020-11-16
    Bb&T Securities, Llc
    Charlotte, NC
    Greenville, SC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-20
  • S66 Uniform Combined State Law Examination
    2019-12-20
Other Names
  • Adam Geist

View on SEC IAPD

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