Best Investors Account Sign in
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-09-14
  • NC RA
    APPROVED
    Since 2022-09-14

Branch Locations

4340 Innslake Dr Concourse Floor, 7G91, Glen Allen, VA 23060 • United States

550 S Tryon St 40Th And 42Nd Fls, Charlotte, NC 28202 • United States

Greensboro, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Lawrenceville NJ 04/2012 11/2016
Wells Fargo Clearing Services, Llc Lawrenceville NJ 11/2016 Present
Other Businesses

H&R BLOCK; NOT INVESTMENT RELATED, WILLINGBORO, NJ; RECEPTIONIST; 35 HOURS/0 DURING TRADING HOURS. CONE HEALTH; NOT INV RELATED; GREENSBORO, NC; SITTER; 20 HOURS PER MONTH; 0 DURING TRADING; OBSERVE AT RISK PATIENTS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-02
S63 Uniform Securities Agent State Law Examination 2007-11-17
  • S66 Uniform Combined State Law Examination
    2022-07-02
  • S63 Uniform Securities Agent State Law Examination
    2007-11-17

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Glen Allen, VA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor