Victor Martin Gaxiola

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2019 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 03/2014 → 08/2017
  Hearsay Systems
  San Francisco, CA
• 08/2017 → 06/2018
  Lirio Llc
  Knoxville, TN
• 07/2018 → 12/2018
  Unemployed
  Morgan Hill, CA

Previous Registrations

• 2008-01-01 → 2010-10-19
  Wells Fargo Clearing Services, Llc
  San Jose, CA
  Woodstock, IL
• 2004-10-21 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Woodstock, IL
  St. Louis, MO
  Woodstock, IL

Other Businesses

1. LEADERSHIP MORGAN HILL, MORGAN HILL, CA, 11/2019. DIRECTOR, MANAGE CURRICULUM FOR STUDENTS. NIR-4/MO-2/TRADING. 2. VICTOR GAXIOLA, INVESTMENT ADVISOR REPRESENTATIVE, 15930 LA ESCUELA COURT, MORGAN HILL, CA, SUBJECT MATTER EXPERT CONSULTANT, 07/15/19, NIR, 8/MO- 0/TRADING 3. CIRA / 1776 PLEASANT PLAIN RD, FAIRFIELD, IA 52556 / AS ADVISORY REP OF A RIA / INV REL / 160 HR/MO - 120 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE. 4. GERSON LEHRMAN GROUP, INC / MORGAN HILL, CA 95037 / NIR / COUNCIL MEMBER - CONSULTING & COACHING / 1 HR/MO - 0 HR/MO TRADING 5. REAL ESTATE / MORGAN HILL, CA 95037 / NIR / RENTAL PROPERTY HELD UNDER THE VICTOR AND KIMBERLY GAXIOLA REV TRUST / 2 HR/MO - 0 HR/MO TRADING 6. TechGirl Financial / Morgan Hill, CA 95037 / 10/2010 / Using as a trade name/dba / INV REL / 176 HR/MO - 110 Trading 7. Resilient Wealth Planning, 15930 La Escuela Court, Morgan Hill CA 95037, 01/2025, Owner, DBA Name, NIR, 40 HR/MO, 40 HR/MO TRADING.

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-12-13
• S66 Uniform Combined State Law Examination
  2004-10-20