Andrea Calderon Testa

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2016 → 06/2019
  Ubs Financial Services Inc.
  Boca Raton, FL
• 06/2019 → 06/2020
  Ubs Financial Services, Inc.
  West Palm Beach, FL
• 06/2020 → Present
  Morgan Stanley Smith Barney Llc
  West Palm Beach, FL

Previous Registrations

• 2019-07-18 → 2020-07-06
  Ubs Financial Services Inc.
  West Palm Beach, FL
• 2016-03-31 → 2019-06-26
  Ubs Financial Services Inc.
  Boca Raton, FL
• 2012-10-01 → 2016-04-15
  J.P. Morgan Securities Llc
  Palm Beach Gardens, FL
  West Palm Beach, FL
  Palm Beach, FL
  Boca Raton, FL
  Palm Beach, FL
  Boca Raton, FL
• 2009-05-02 → 2012-10-01
  Chase Investment Services Corp.
  Livermore, CA
  Manteca, CA
  San Leandro, CA
  Manteca, CA
  Palm Beach Gardens, FL
• 2009-03-19 → 2009-05-02
  Wamu Investments, Inc.
  Sacramento, CA
  Livermore, CA
  Livermore, CA
  Folsom, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-03-18
• S63 Uniform Securities Agent State Law Examination
  2004-12-22

Other Names

• Andrea Calderon
• Andrea Michelle Calderon
• Andrea Michelle Calderon