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Andrea Calderon Testa

Morgan Stanley

West Palm Beach, FL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-06-15
TX RA APPROVED 2020-06-12
  • FL RA
    APPROVED
    Since 2020-06-15
  • TX RA
    APPROVED
    Since 2020-06-12

Branch Locations

777 South Flagler Drive Suite 700E, West Palm Beach, FL 33401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Boca Raton FL 03/2016 06/2019
Ubs Financial Services, Inc. West Palm Beach FL 06/2019 06/2020
Morgan Stanley Smith Barney Llc West Palm Beach FL 06/2020 Present
Previous Registrations
  • 2019-07-18 → 2020-07-06
    Ubs Financial Services Inc.
    West Palm Beach, FL
  • 2016-03-31 → 2019-06-26
    Ubs Financial Services Inc.
    Boca Raton, FL
  • 2012-10-01 → 2016-04-15
    J.P. Morgan Securities Llc
    Palm Beach Gardens, FL
    West Palm Beach, FL
    Palm Beach, FL
    Boca Raton, FL
    Palm Beach, FL
    Boca Raton, FL
  • 2009-05-02 → 2012-10-01
    Chase Investment Services Corp.
    Livermore, CA
    Manteca, CA
    San Leandro, CA
    Manteca, CA
    Palm Beach Gardens, FL
  • 2009-03-19 → 2009-05-02
    Wamu Investments, Inc.
    Sacramento, CA
    Livermore, CA
    Livermore, CA
    Folsom, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-03-18
S63 Uniform Securities Agent State Law Examination 2004-12-22
  • S65 Uniform Investment Adviser Law Examination
    2009-03-18
  • S63 Uniform Securities Agent State Law Examination
    2004-12-22
Other Names
  • Andrea Calderon
  • Andrea Michelle Calderon
  • Andrea Michelle Calderon

View on SEC IAPD

Other Firms

CLEARSKY ADVISORS LLC
MYRIAD ASSET MANAGEMENT ADVISORS LLC
TCG STRATEGIC INCOME ADVISOR LLC
SUNRISE MANAGER LLC
SRT GROUP LLC
UBS FINANCIAL SERVICES INC.
CIBC PRIVATE WEALTH ADVISORS, INC.
CRESSET ASSET MANAGEMENT, LLC

Other Investors

SARA DAWN ROTH
SUZANN RITA ZADANOSKY
ROBERT EDWARD DEFOREST
RYAN JOSEPH MCGOVERN
WAYNE JULIUS SAFRO
GEORGE S MAYER
SCOTT BERNARD ARENTSEN
NATHALIE TREMBLAY

Other Offices

CLEARSKY ADVISORS LLC · WEST PALM BEACH, FL
MYRIAD ASSET MANAGEMENT ADVISORS LLC · WEST PALM BEACH, FL
TCG STRATEGIC INCOME ADVISOR LLC · WEST PALM BEACH, FL
SUNRISE MANAGER LLC · WEST PALM BEACH, FL
SRT GROUP LLC · WEST PALM BEACH, FL
UBS FINANCIAL SERVICES INC. · WEST PALM BEACH, FL
CIBC PRIVATE WEALTH ADVISORS, INC. · WEST PALM BEACH, FL
CIBC PRIVATE WEALTH ADVISORS, INC. · West Palm Beach, FL

More in West Palm Beach, FL

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