Carey M Fortnam

Current Employers

Employment History

• 05/2026 → Present
  Alliancebernstein
  West Palm Beach , FL
• 08/2013 → 04/2023
  Alliancebernstein Investments, Inc.
  New York, NY
• 05/2023 → 10/2025
  Bluerock Capital Markets, Llc
  Newport Beach, CA
• 11/2025 → 05/2026
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  West Palm Beach, FL
• 01/2026 → 05/2026
  Bank Of America, N.A.
  West Palm Beach, FL

Previous Registrations

• 2026-01-06 → 2026-05-15
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  West Palm Beach, FL
• 2013-09-27 → 2023-05-03
  Alliancebernstein L.P.
  New York, NY
• 2010-05-01 → 2013-08-22
  Columbia Management Investment Advisers, Llc
  Minneapolis, MN
  Fairport, NY
  Boston, MA
• 2007-09-17 → 2010-05-01
  Bofa Advisors, Llc
  Fairport, NY
  Fairport, NY
  Boston, MA
• 2005-07-29 → 2007-09-18
  Banc Of America Investment Services, Inc.
  Holland Patent, NY
  Whitesboro, NY
  Rochester, NY

Other Businesses

Count: 6 1) BusinessName: ANA Capital INVESTMENT RELATED: Yes, Investment Related ADDRESS: 2373 NW 49th Lane Boca Raton FL 33431 NATURE OF BUSINESS: Rental properties. My wife runs and we have a property manager. My duties are limited to "deal" evaluation. POSITION: Vice President RELATIONSHIP: 2013-12-01 APPROXIMATE NUMBER HOURS: 1 hours/month, 0 hours during trading hours YOUR DUTIES: Rental properties. My wife runs and we have a property manager. My duties are limited to "deal" evaluation. 2) BusinessName: Whitesboro Properties LLC INVESTMENT RELATED: No ADDRESS: 2373 NW 49th Lane Boca Raton FL 33431 NATURE OF BUSINESS: My wife along with property manager are responsible for almost all activities related to this company. I will underwrite the purchase or evaluate the deal. POSITION: Owner RELATIONSHIP: 2020-08-01 APPROXIMATE NUMBER HOURS: 1 hours/month, 0 hours during trading hours YOUR DUTIES: Underwrite and/or evaluate potential purchases of rental property 3) BusinessName: Valley Fund I LLC INVESTMENT RELATED: Yes, Investment Related ADDRESS: 2373 NW 49th Lane Boca Raton FL 33431 NATURE OF BUSINESS: LLC holds passive rental properties. POSITION: Owner RELATIONSHIP: 2017-11-17 APPROXIMATE NUMBER HOURS: 1 hours/month, 0 hours during trading hours YOUR DUTIES: My wife and the property mgr. oversee all activities. My sole responsibility is to underwrite deal flow 4) BusinessName: Valley Fund II LLC INVESTMENT RELATED: Yes, Investment Related ADDRESS: 2373 NW 49th Lane Boca Raton FL 33431 NATURE OF BUSINESS: LLC housing rental property POSITION: Owner RELATIONSHIP: 2025-01-15 APPROXIMATE NUMBER HOURS: 1 hours/month, 0 hours during trading hours YOUR DUTIES: My wife and property manage oversee all activities. My sole responsibility is to underwrite deal flow 5) BusinessName: Fortnam Holdings LLC INVESTMENT RELATED: Yes, Investment Related ADDRESS: 2373 NW 49th Lane Boca Raton FL 33431 NATURE OF BUSINESS: LLC that is holdings co for other LLC's. This is for asset protection purposes POSITION: Owner RELATIONSHIP: 2025-01-10 APPROXIMATE NUMBER HOURS: 0 hours/month, 0 hours during trading hours YOUR DUTIES: There is no activity in this LLC. It's a hold co. 6) BusinessName: Fortnam Group LLC INVESTMENT RELATED: Yes, Investment Related ADDRESS: 2373 NW 49th Lane Boca Raton FL 33431 NATURE OF BUSINESS: It's an operating co. for property mgmt. No activity at this time. POSITION: Owner RELATIONSHIP: 2027-05-17 APPROXIMATE NUMBER HOURS: 0 hours/month, 0 hours during trading hours YOUR DUTIES: None

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-02-09
• S63 Uniform Securities Agent State Law Examination
  2004-09-15

Other Names

• Carey M Fortnam
• Carey M Fortnam