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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-11-18 |
Branch Locations
2700 N Military Trl Ste 390, Boca Raton, FL 33431 • United States
3820 Colonial Blvd Ste 200, Fort Myers, FL 33966 • United States
Boynton Beach, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Valhalla | NY | 06/2006 | 01/2019 |
| Jp Morgan Chase Bank, N.A. | Palm Beach Gardens | FL | 08/2020 | 11/2021 |
| Jp Morgan Securities, Llc | Palm Beach Gardens | FL | 08/2020 | 11/2021 |
| Unemployed | White Plains | NY | 02/2019 | 05/2020 |
| Unemployed | Delray Beach | FL | 05/2020 | 07/2020 |
| Mw Kane Holding, Llc. | White Plains | NY | 01/2013 | 11/2021 |
| Ameriprise Financial Services, Llc | Boca Raton | FL | 11/2021 | Present |
Business Ownership; MW Kane Holding, LLC; N/A; Sold my Real Estate property but the LLC. remains open.; 30 Windsor Terrace, 2H, White Plains , NY, 10601; Not Investment-Related; 06/01/2009; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-05-15 |
| S63 | Uniform Securities Agent State Law Examination | 2005-03-15 |
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