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Jocelyn Poon

Morgan Stanley

New York, NY

CRD 4839856

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-04
NY RA APPROVED 2026-03-03
  • TX RA
    APPROVED_RES
    Since 2026-03-04
  • NY RA
    APPROVED
    Since 2026-03-03

Branch Locations

399 Park Avenue 12Th Floor, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Jericho NY 05/2013 06/2017
Wells Fargo Clearing Services Llc Woodbury NY 06/2017 02/2026
Morgan Stanley New York NY 02/2026 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-12-17
S63 Uniform Securities Agent State Law Examination 2004-09-29
  • S65 Uniform Investment Adviser Law Examination
    2010-12-17
  • S63 Uniform Securities Agent State Law Examination
    2004-09-29
Other Names
  • Mei Yiu Poon
  • Poon Jocelyn

View on SEC IAPD

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