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Neuberger Berman Bd LLC CRD 2908
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1290 Avenue Of The Americas, New York, NY 10104 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-03-18 |
| NJ | RA | APPROVED | 2018-01-18 |
Branch Locations
1290 Avenue Of The Americas, New York, NY 10104 • United States
Brooklyn, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kkr Capital Markets Llc | New York | NY | 09/2010 | 01/2018 |
| Kohlberg Kravis Roberts & Co. | New York | NY | 09/2010 | 01/2018 |
| Neuberger Berman | New York | NY | 01/2018 | Present |
Condo Board, Board Member (Vice President), Basic involvement in the running of the building including repair projects, upkeep, rules/policy, etc., Start Date 09/30/2015, 2-4 hours a month during non trading hours,
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-09-21 |
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