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Robert Frye

Wells Fargo Clearing Services, LLC

Raleigh, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-10-12
CA RA APPROVED 2011-01-10
  • NC RA
    APPROVED
    Since 2022-10-12
  • CA RA
    APPROVED
    Since 2011-01-10

Branch Locations

3105 Glenwood Ave Stes 201 & 302, Raleigh, NC 27612 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Roseville CA 12/2010 11/2016
Wells Fargo Clearing Services, Llc Roseville CA 11/2016 Present
Previous Registrations
  • 2005-09-22 → 2011-01-07
    Wells Fargo Investments, Llc
    Palo Alto, CA
    Palo Alto, CA
  • 2004-11-04 → 2005-07-11
    Morgan Stanley Dw Inc.
    Oakland, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-11-03
  • S66 Uniform Combined State Law Examination
    2004-11-03
Designations
Other Names
  • Robert Frye
  • Robert Stephen Frye
  • Rob Frye

View on SEC IAPD

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DAVID JEFFREY HERMAN
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BRANDON ALAN WALLS

Other Offices

TOWNSEND ASSET MANAGEMENT CORP. · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
OLDE RALEIGH FINANCIAL GROUP · RALEIGH, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · RALEIGH, NC
ADVISORY SERVICES NETWORK · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
WELLS FARGO CLEARING SERVICES, LLC · RALEIGH, NC
EDWARD JONES · RALEIGH, NC

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