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Current Employers
Stratos Wealth Partners, Ltd

3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2020-10-19
TX RA APPROVED 2020-10-19
  • OH RA
    APPROVED
    Since 2020-10-19
  • TX RA
    APPROVED
    Since 2020-10-19

Branch Locations

89 First Street Suite 212, Hudson, OH 44236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Candlewood Securities Cleveland OH 07/2013 06/2020
Headwaters Investment Consel Kirtland OH 07/2015 10/2020
Stratos Wealth Partners, Ltd Hudson OH 10/2020 Present
Lpl Financial Llc Hudson OH 02/2021 Present
  • 07/2013 → 06/2020
    Candlewood Securities
    Cleveland, OH
  • 07/2015 → 10/2020
    Headwaters Investment Consel
    Kirtland, OH
  • 10/2020 → Present
    Hudson, OH
  • 02/2021 → Present
    Lpl Financial Llc
    Hudson, OH
Previous Registrations
Other Businesses

1. 2/1/2021 - Stratos Wealth Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/04/2021 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 2. 2/1/2021 - CAVU Financial LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/04/2021 - 160 Hours Per Month During Securities Trading - Time Spent 100%. 3. 2/1/2021 - - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 4. 2/9/2021 - Stratos Wealth Partners, LTD - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 01/04/2021 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Stratos Wealth Partners, LTD, an independent investment advisor firm. I started this business activity in 01/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 2/9/2021 - Stratos Wealth Partners, LTD - DBA: (Hybrid) CAVU Financial LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 01/04/2021 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-10-29
  • S66 Uniform Combined State Law Examination
    2004-10-29

View on SEC IAPD

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