Kimberlee Dawn Sipe

Employer firm

Capital Investment Advisory Services, LLC CRD 149124

$2.39B regulatory AUM 217 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2009 → Present
  Capital Investment Group, Inc.
  Raleigh, NC

Previous Registrations

• 2009-04-29 → 2012-12-31
  Cic Advisers, Llc
  Raleigh, NC
• 2006-10-24 → 2009-05-04
  Wells Fargo Clearing Services, Llc
  Raleigh, NC

Other Businesses

1. INSIGHT INVESTMENT PLANNING, INC. OWNER. 8709 ZEIGLER DRIVE, KNIGHTDALE, NC 27545. INVESTMENT AND INSURANCE BUSINESS. INVESTMENT RELATED. 35 HRS/WK, 35 DURING NORMAL TRADING HRS. STARTED 04/2021.

Exams

• S66 Uniform Combined State Law Examination
  2006-10-19
• S63 Uniform Securities Agent State Law Examination
  2004-10-18