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Alliancebernstein L.p. CRD 108477
$763B regulatory AUM 16 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
501 Commerce Street, Nashville, TN 37203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-07-25 |
| MD | RA | APPROVED | 2023-10-10 |
Branch Locations
135 E. 50Th Street, New York, NY 10020 • United States
West Caldwell, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Alliancebernstein Investments, Inc. | Secaucus | NJ | 10/2003 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-03-18 |
| S63 | Uniform Securities Agent State Law Examination | 2004-12-23 |
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