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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-01-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade | Lubbock | TX | 08/2016 | 12/2016 |
| Prosperity Bank | Lubbock | TX | 05/2017 | 04/2019 |
| Raymond James Financial Services, Inc. | Lubbock | TX | 05/2017 | 04/2019 |
| Unemployed | Lubbock | TX | 12/2016 | 05/2017 |
| Raymond James Financial Services Advisors Inc. | Lubbock | TX | 05/2017 | 04/2019 |
| Wells Fargo Clearing Services, Llc | Lubbock | TX | 04/2019 | 01/2025 |
| Lpl Financial Llc | Lubbock | TX | 01/2025 | Present |
1) 03/27/2025 - LUBBOCK WEALTH ADVISORS - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:03/26/2025 - 200 Hrs/Mth - 8 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-11-19 |
| S63 | Uniform Securities Agent State Law Examination | 2000-03-03 |
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