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2135 Citygate Lane 7Th Floor, Naperville, IL 60563 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2022-02-28 |
Branch Locations
5353 Wayzata Blvd Suite 606, St. Louis Park, MN 55416 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Minneapolis | MN | 03/2008 | 12/2019 |
| Ameriprise Financial Services, Inc. | Minneapolis | MN | 01/2020 | 02/2022 |
| American Enterprise Investment Services Inc. | Minneapolis | MN | 01/2020 | 02/2022 |
| Pma Securities, Llc | Naperville | IL | 02/2022 | Present |
| Pma Asset Management, Llc | Naperville | IL | 02/2022 | Present |
Name of Activity: Rental Property; Date Activity Started/Modified/Ended: 1/6/2020; Type of Activity: Hospitality; Role/Relationship: Owner/ Proprietor; Responsibilities: Maintenance and tenant turnover; Income Per Year: UNDER $10,000; Total Hours Per Month: 0 - 20; Total Hours Per Month During Trading Hours: 0 - 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others? No; --- END ---
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-12-06 |
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