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Current Employers
Im Global Partner Fund Management Llc

2301 Rosecrans Avenue Suite 2150, El Segundo, CA 90245 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-05-05
  • CA RA
    APPROVED
    Since 2022-05-05

Branch Locations

2301 Rosecrans Avenue Suite 2150, El Segundo, CA 90245 • United States

1600 E. Franklin Ave, Suite D, El Segundo, CA 90245 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Global Asset Management New York NY 03/2015 02/2017
Hsbc Securities (Usa) Inc. New York NY 02/2017 04/2018
Morgan Stanley New York NY 04/2018 03/2022
Im Global Partner El Segundo CA 03/2022 Present
Im Global Us Distributors, Llc El Segundo CA 03/2022 Present
  • 03/2015 → 02/2017
    Hsbc Global Asset Management
    New York, NY
  • 02/2017 → 04/2018
    New York, NY
  • 04/2018 → 03/2022
    New York, NY
  • 03/2022 → Present
    Im Global Partner
    El Segundo, CA
  • 03/2022 → Present
    Im Global Us Distributors, Llc
    El Segundo, CA
Previous Registrations
Other Businesses

IM Global Partner; Director US Fixed Income Sales. Approx. 150 hours per month.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-05-21
  • S66 Uniform Combined State Law Examination
    2009-05-21

View on SEC IAPD

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