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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2026-03-23
IN RA APPROVED 2024-07-24
TX RA APPROVED_RES 2012-02-09
  • OK RA
    APPROVED
    Since 2026-03-23
  • IN RA
    APPROVED
    Since 2024-07-24
  • TX RA
    APPROVED_RES
    Since 2012-02-09

Branch Locations

11711 N Meridian St, Carmel, IN 46032 • United States

Westfield, IN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Managment Inc Carmel IN 05/2006 Present
Thrivent Financial For Lutherans Appleton WI 05/2006 Present
  • 05/2006 → Present
    Thrivent Investment Managment Inc
    Carmel, IN
  • 05/2006 → Present
    Thrivent Financial For Lutherans
    Appleton, WI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-08-22
S63 Uniform Securities Agent State Law Examination 2006-07-28
  • S65 Uniform Investment Adviser Law Examination
    2007-08-22
  • S63 Uniform Securities Agent State Law Examination
    2006-07-28

View on SEC IAPD

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