Derek Andrew Moore

Employer firm

Eagle Strategies LLC CRD 110826

$32.0B regulatory AUM 6,662 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2004 → Present
  New York Life
  Arvada, CO
• 09/2005 → Present
  Nylife Securities
  Arvada, CO
• 02/2012 → Present
  Eagle Strategies Llc
  Arvada, CO
• 05/2016 → Present
  Five Peaks Capital Group Llc
  Denver, CO

Other Businesses

[INSURANCE BROKERING; 6850 W 52ND AVENUE, SUITE 200, ARVADA, CO 80002 APPOINTED WITH OUTSIDE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; BROKER FOR FIXED ANNUITIES, LIFE PRODUCTS (FIXED), HEALTH INSURANCE AND DISABILITY INSURANCE] [INVESTMENT ADVISOR REPRESENTATIVE AFFILIATED WITH EAGLE STRATEGIES LLC] [OPERATING UNDER THE DBA NAME OF FIVE PEAKS CAPITAL GROUP LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; DENVER, CO; START DATE: 05/2016] [Alpine Media Technology; They are creating a technology for digital advertising on ski chair lifts and gondola's in North America. Convertible Note Investor; 18062 E. Dorado Drive, Centennial, CO 80015; Start Date 07/2017; Role/Title: Investor; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours] [Moore & Sullivan LLC; holding company for the office that my partner and I purchased in 2016.; 730 17th St. Suite 200 Denver, CO 80202; Start Date 03/2016; Role/Title: Owner; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours]

Exams

• S66 Uniform Combined State Law Examination
  2012-02-04
• S63 Uniform Securities Agent State Law Examination
  2006-10-19