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Kenneth Andrew Yager

Ubs Financial Services Inc.

Garden City, NY

Jericho, NY

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-11-06
NY RA APPROVED 2024-07-08
TX RA APPROVED 2024-07-08
  • FL RA
    APPROVED
    Since 2024-11-06
  • NY RA
    APPROVED
    Since 2024-07-08
  • TX RA
    APPROVED
    Since 2024-07-08

Branch Locations

1055 Franklin Avenue Suite 300, Garden City, NY 11530 • United States

One Jericho Plaza Suit 205, Jericho, NY 11753 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley New York NY 10/2014 07/2024
Morgan Stanley Private Bank, National Association New York NY 02/2015 07/2024
Ubs Financial Services Inc Garden City NY 07/2024 Present
Morgan Stanley Private Bank, N.A New York NY 01/2015 Present
  • 10/2014 → 07/2024
    Morgan Stanley
    New York, NY
  • 02/2015 → 07/2024
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 07/2024 → Present
    Ubs Financial Services Inc
    Garden City, NY
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-12-10
  • S66 Uniform Combined State Law Examination
    2008-12-10

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · GARDEN CITY, NY
ARKADIOS WEALTH ADVISORS · Garden City, NY
CETERA INVESTMENT ADVISERS LLC · Garden City, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · GARDEN CITY, NY
CETERA INVESTMENT ADVISERS LLC · GARDEN CITY, NY
BRIXTON CAPITAL WEALTH ADVISORS, LLC · GARDEN CITY, NY
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Garden City, NY
OSAIC WEALTH, INC. · GARDEN CITY, NY

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