Aj Helgerson

610 Market Street, Philadelphia, PA 19106 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2023-02-22
PA	RA	APPROVED	2023-02-22

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Delaware Investments	Philadelphia	PA	07/2014	09/2022
Macquarie Investment Management Business Trust	Philadelphia	PA	04/2020	09/2022
Hartford Funds Distributors, Llc	Wayne	PA	10/2022	12/2022
Hartford Funds Management Company, Llc	Wayne	PA	10/2022	12/2022
Delaware Distributors, L.P.	Philadelphia	PA	01/2023	Present
Macquarie Investment Management Business Trust	Philadelphia	PA	01/2023	Present
Nomura Capital Management Llc	Philadelphia	PA	06/2026	Present

07/2014 → 09/2022

Delaware Investments

Philadelphia, PA
04/2020 → 09/2022

Macquarie Investment Management Business Trust

Philadelphia, PA
10/2022 → 12/2022

Hartford Funds Distributors, Llc

Wayne, PA
10/2022 → 12/2022

Hartford Funds Management Company, Llc

Wayne, PA
01/2023 → Present

Delaware Distributors, L.P.

Philadelphia, PA
01/2023 → Present

Macquarie Investment Management Business Trust

Philadelphia, PA
06/2026 → Present

Nomura Capital Management Llc

Philadelphia, PA

2022-10-06 → 2023-01-19

Hartford Funds

Orono, MN

Wayne, PA
2020-04-20 → 2022-10-06

Nomura Investment Management Business Trust

Philadelphia, PA
2014-07-22 → 2020-04-20

Delaware Capital Management Advisers, Inc

Philadelphia, PA
2011-01-04 → 2014-07-18

Advisors Asset Management, Inc.

Chicago, IL

Lisle, IL

Minneaplois, MN

Mcgreggor, MN
2008-11-12 → 2009-12-07

Columbia Management Investment Advisers, Llc

Boston, MA
2005-06-06 → 2007-02-12

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Minneapolis, MN

Minneapolis, MN

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-06-04

Other Firms