Aj Helgerson

Employer firm

Nomura Investment Management Business Trust CRD 105390

$144B regulatory AUM 19 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers
• STRUCTURED PRODUCT/SECURITIZATION ADVICE/TRANSITION MANAGEMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2014 → 09/2022
  Delaware Investments
  Philadelphia, PA
• 04/2020 → 09/2022
  Macquarie Investment Management Business Trust
  Philadelphia, PA
• 10/2022 → 12/2022
  Hartford Funds Distributors, Llc
  Wayne, PA
• 10/2022 → 12/2022
  Hartford Funds Management Company, Llc
  Wayne, PA
• 01/2023 → Present
  Delaware Distributors, L.P.
  Philadelphia, PA
• 01/2023 → Present
  Macquarie Investment Management Business Trust
  Philadelphia, PA
• 06/2026 → Present
  Nomura Capital Management Llc
  Philadelphia, PA

Previous Registrations

• 2022-10-06 → 2023-01-19
  Hartford Funds
  Orono, MN
  Wayne, PA
• 2020-04-20 → 2022-10-06
  Nomura Investment Management Business Trust
  Philadelphia, PA
• 2014-07-22 → 2020-04-20
  Delaware Capital Management Advisers, Inc
  Philadelphia, PA
• 2011-01-04 → 2014-07-18
  Advisors Asset Management, Inc.
  Chicago, IL
  Lisle, IL
  Minneaplois, MN
  Mcgreggor, MN
• 2008-11-12 → 2009-12-07
  Columbia Management Investment Advisers, Llc
  Boston, MA
• 2005-06-06 → 2007-02-12
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Minneapolis, MN
  Minneapolis, MN

Exams

• S66 Uniform Combined State Law Examination
  2005-06-04