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Lynne Dardis Pesce

Ubs Financial Services Inc.

Houston, TX

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-29
  • TX RA
    APPROVED
    Since 2026-01-29

Branch Locations

4400 Post Oak Parkway Suite 1700, Houston, TX 77027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Houston TX 08/2025 Present
Correct Profit Spring TX 05/2022 08/2025
Emerge Dynamics Spring TX 11/2020 08/2025
Homemaker Metairie LA 03/2006 11/2020
  • 08/2025 → Present
    Ubs Financial Services Inc
    Houston, TX
  • 05/2022 → 08/2025
    Correct Profit
    Spring, TX
  • 11/2020 → 08/2025
    Emerge Dynamics
    Spring, TX
  • 03/2006 → 11/2020
    Homemaker
    Metairie, LA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-01-29
  • S66 Uniform Combined State Law Examination
    2026-01-29
Other Names
  • Lynne Elizabeth Dardis

View on SEC IAPD

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