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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-03-31 |
| UT | RA | APPROVED | 2025-03-31 |
Branch Locations
49 North 400 West, Salt Lake City, UT 84101-1368 • United States
W Valley City, UT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade | St Louis | MO | 04/2015 | 12/2017 |
| Td Ameritrade, Inc. | Jersey City | NJ | 02/2018 | 01/2021 |
| Robinhood Financial, Llc | Charlotte | NC | 04/2021 | 07/2022 |
| Fidelity Investments | Salt Lake City | UT | 07/2022 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
OBA-117844|OrgNmn:Notorious Utah LLC|Org Addr:West Valle,Utah,US|OBA Nature:Tourism focused LLC aimed at t|Invst Rel:N|Title:Sole Proprietor|Duties:Ownership duties to include research, writing and story lines.|StrtDt:|TotHrs/mon:10|TrdHrs/mon:0|
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-06-05 |
| S63 | Uniform Securities Agent State Law Examination | 2004-10-28 |
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