Best Investors
Account
Sign in
Best Investors
Account
Sign in
720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2023-11-07 |
Branch Locations
12200 Corporate Pkwy Ste 200, Mequon, WI 53092 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Mequon | WI | 07/2004 | Present |
| Northwestern Mutual Investment Services, Llc | Mequon | WI | 07/2004 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 07/2011 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS 2. PEACE VIKING, LLC, INVESTMENT-RELATED, 370 COUNTY HWY A S, BARABOO, WI, PASSIVE INVESTMENT (19.8% OWNERSHIP) IN FAMILY LLC THAT HOLDS FIVE LOTS OF LAND, START DATE: 01/01/13, 0 HOURS PER MONTH 3. OWNER, RETIREMENT MOUNTAIN, LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 6/1/2023, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 4. OWNER, STORMY HOUSE, LLC, LEGAL ENTITY, START DATE: 06/01/2023, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-03-29 |
| S63 | Uniform Securities Agent State Law Examination | 2004-09-07 |
Reach out to this advisor