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Joanie Ryoko Morioka

Kondo Wealth Advisors, Inc

Pasadena, CA

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Current Employers
Kondo Wealth Advisors, Inc

921 East Green Street, Pasadena, CA 91106 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2015-06-25
  • CA RA
    APPROVED
    Since 2015-06-25

Branch Locations

921 East Green Street, Pasadena, CA 91106 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kondo Wealth Advisors Pasadena CA 11/2007 Present
Purshe Kaplan Sterling Investments Albany NY 07/2011 Present
  • 11/2007 → Present
    Kondo Wealth Advisors
    Pasadena, CA
  • 07/2011 → Present
    Purshe Kaplan Sterling Investments
    Albany, NY
Previous Registrations
  • 2013-03-18 → 2015-06-05
    Kondo Wealth Advisors
    Pasadena, CA
Other Businesses

1)KONDO WEALTH ADVISORS (RIA), REGISTERED ADMINISTRATIVE ASSISTANT, 921 East Green Street, Pasadena CA 91106; INVESTMENT RELATED. 160 HRS/MO

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-11-22
  • S66 Uniform Combined State Law Examination
    2004-11-22

View on SEC IAPD

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Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
MML INVESTORS SERVICES, LLC · Pasadena, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
NASDAQ DORSEY WRIGHT · Pasadena, CA
U.S. BANCORP ADVISORS, LLC · Pasadena, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Pasadena, CA

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