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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-03 |
| CA | RA | APPROVED | 2019-07-29 |
| TX | RA | APPROVED | 2013-09-13 |
| NJ | RA | APPROVED | 2013-02-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Llc | New York | NY | 02/2013 | Present |
Entity Name: Working Capital for Community Needs (WCCN) Investment related: No "Address: 211 S Paterson St Suite 260 Madison ,WI 53703 www.wccn.org" Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 06/05/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: WCCN provides access to microfinance and services to support low income entrepreneurs in Latin America. I will be on the board of directors and will not have committee service at this point in time. WCCN does not compete with JP Morgan and there is no connection to JP Morgan. I currently have approval to be on the board of OIKOCREDIT US and we are granting our funds to WCCN and closing. I have been asked to join WCCN's board and would like to continue. I will not be providing financial adv Entity Name: Mastic Beach Conservancy Investment related: Yes "Address: 5 Hemlock Drive Mastic beach NY 11951 www.masticbeachconservancy.org" Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 11/18/2022 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Mission is to conserve the 6.5 miles of public accessible recreational waterfront throughout the Mastic beach and Shirley Conservation Area. The group strives to improve and protect the waterfront's environmental health while making it possible for residents and others to experience the beauty.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-01-22 |
| S63 | Uniform Securities Agent State Law Examination | 2004-09-03 |
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