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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-24 |
| NY | RA | APPROVED | 2021-06-29 |
Branch Locations
660 White Plains Road Suite 155, Tarrytown, NY 10591 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Henes Floretti Assoc. | Ossining | NY | 10/1997 | Present |
| Commonwealth Financial Network | Waltham | MA | 12/2003 | Present |
1. THE HIGHBRIDGE FINANCIAL GROUP, INC., PRINCIPAL AND 1/3 OWNER OF ENTITY CREATED FOR SECURITIES BUSINESS, CONDUCTED AT BRANCH, INVESTMENT RELATED. 2. CO-OWNER AND LANDLORD OF INVESTMENT PROPERTY LOCATED AT 126 BABBITT RD, BEDFORD HILLS, NY;INVESTMENT RELATED. 3. NOTARY PUBLIC; NON-INVESTMENT RELATED; PERFORMED AT BRANCH. 4. FIXED INSURANCE SALES; INVESTMENT RELATED; PERFORMED AT BRANCH
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-03-15 |
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