Sanya Mulhern

Rbc Capital Markets, LLC

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Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2016-06-02
TX	RA	APPROVED	2016-06-02

CA RA
APPROVED

Since 2016-06-02
TX RA
APPROVED

Since 2016-06-02

Branch Locations

655 W. Broadway Ste 1000, San Diego, CA 92101-8485 • United States

Poway, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets, Llc	San Diego	CA	06/2016	Present
City National Bank	San Diego	CA	11/2016	Present

06/2016 → Present

Rbc Capital Markets, Llc

San Diego, CA
11/2016 → Present

City National Bank

San Diego, CA

Previous Registrations

2009-10-23 → 2016-06-06

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Palm Desert, CA

Indian Wells, CA

Riverside, CA
2006-09-25 → 2009-10-23

Banc Of America Investment Services, Inc.

Palm Desert, CA

Palm Desert, CA

Riverside, CA

Palm Desert, CA
2004-11-19 → 2006-09-13

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Indian Wells, CA

Indian Wells, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-11-18

S66 Uniform Combined State Law Examination

2004-11-18

Other Names

Sanya Lynette Paris
Sanya L Mulhern
Sanya Lynette Mulhern
Sanya Lynette Maffia
Sanya Maffia

View on SEC IAPD

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