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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2025-01-01
  • SC RA
    APPROVED
    Since 2025-01-01

Branch Locations

1901 Bull St, Columbia, SC 29201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Norrthwestern Mutual Life Insurance Company Milwaukee WI 12/2003 Present
Northwestern Mutual Investment Services, Llc Columbia SC 08/2004 Present
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS; NON INVESTMENT-RELATED. 2. DOW PROPERTIES LLC, COLUMBIA, SC, 100% OWNER, REAL ESTATE HOLDING COMPANY, 1901 BULL ST COLUMBIA, SC, COLLECTS RENT AND PAYS MORTGAGE, INVESTMENT RELATED, 0-5 HOURS PER MONTH, STARTED 4/1/2010; INVESTMENT-RELATED. 3. 50% OWNER, JA-BOGEY LLC, 1723 BARNWELL RD, ALLENDALE, , SOUTH CAROLINA, 29810, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 4/13/2015, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, MONITOR GROWTH OF TIMBER LAND, FARM LAND, AND OTHER REAL ESTATE INVESTMENTS; INVESTMENT-RELATED. 4. 25% OWNER, CATTLE, 5062 FARMVIEW ROAD, STANLEY, VIRGINIA, 22851, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 08/08/2016, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, NO duties 5. 100% OWNER, REDBREAST FARMS, LLC, 25 BLUE HERON PT, BARNWELL, , SOUTH CAROLINA, 29812, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 09/07/2017, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LAND OWNER, TIMBER MANAGEMENT 6. 1901 PARTNERS, LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 4/1/2021, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 7.100% OWNER, CLACK, LLC RECEIVING WMC COMPENSATION, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 4/1/2021, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, OWNERSHIP OF OUR LLC 8. 5% OWNER,BW AUGUSTA 1, LLC, 966 CASSEQUE PROVINCE, MT PLEASANT, , SOUTH CAROLINA, 29464, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 8/1/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LIMITED PARTNER IN A PASSIVE REAL ESTATE INVESTMENT. investment related. 9. 50% OWNER, 410 HOLDINGS LLC, 1125 ADGER ROAD, COLUMBIA, , SOUTH CAROLINA, 29201, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 9/17/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, NON-INVESTMENT RELATED. 10. OWNER, 938 SOUTH CREEK LLC, 938 SOUTH CREEK LN, EDISTO ISLAND, , SOUTH CAROLINA, 29438, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 06/13/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, INVESTMENT RELATED.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-10-23
S63 Uniform Securities Agent State Law Examination 2004-10-29
  • S65 Uniform Investment Adviser Law Examination
    2012-10-23
  • S63 Uniform Securities Agent State Law Examination
    2004-10-29
Other Names
  • Samuel C Dowdy

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